Unclaimed
Robert Madison Stearns is a securities professional with over 10 years of experience in the industry. Robert is currently registered with Foreside Fund Services, LLC and has held previous positions with Ridgeworth Distributors LLC, Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc. Robert is a Series 65, Series 63, SIE, Series 52, and Series 7 licensed professional. Robert is currently registered with the state of Georgia, as well as Illinois, Indiana, Iowa, Kansas, Michigan, Missouri, Montana, Nebraska, North Dakota, South Dakota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
03/01/2017 - Present
Foreside Fund Services, LLC (Atlanta GA)
GA
08/28/2015 - 02/06/2017
RIDGEWORTH DISTRIBUTORS LLC (ATLANTA GA)
AL
06/05/2015 - 08/19/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
03/27/2012 - 06/05/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
IA
Issued 10/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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