Unclaimed
Robert Ma is a financial advisor with Nylife Securities LLC. Robert is registered with FINRA and the state of California. Robert is also a Series 7TO, Series 6TO, and Series 63 licensed representative. Robert has been in the financial industry since July 21, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/22/2022 - Present
Nylife Securities LLC (IRVINE CA)
BC
Issued 08/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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