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Robert M Roark

Capitol Securities Management, Inc.

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About Robert M Roark

Robert M Roark is an investment advisor representative with Capitol Securities Management, Inc. He is licensed in the District of Columbia and Virginia. Robert has been in the securities industry since 1993. His previous employers include Smith Barney Inc. and Calvert Securities Corporation. Robert holds the following licenses: Series 63, Series 65, Series 7, Series 24 and SIE. He is also registered with the Financial Industry Regulatory Authority (FINRA). Robert provides a variety of financial services, including financial planning, pension consulting, and portfolio management for businesses and individuals.

Firm Information

Robert Roark is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Roark’s Registration & Firm History

VA

12/03/1996 - Present

Capitol Securities Management, Inc. (GLEN ALLEN VA)

NY

08/25/1994 - 11/22/1996

SMITH BARNEY INC. (NEW YORK NY)

MD

07/13/1993 - 08/08/1994

CALVERT SECURITIES CORPORATION (BETHESDA MD)

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Licenses & Designations

IA

Issued 08/05/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert M Roark.
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