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Robert M Ptacek

Tiaa-Cref Individual & Institutional Services, LLC

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About Robert M Ptacek

Robert Ptacek is an investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Robert has been in the financial services industry since June 29, 2012. Robert is a Series 99 and SIE licensed professional. Robert has worked with Tiaa-Cref Individual & Institutional Services, LLC since August 4, 2015. Previously, Robert worked with GWFS EQUITIES, INC. from April 30, 2012, to June 3, 2015. The firm is headquartered in New York, New York and has 1,413 Registered Representatives. The firm has approximately 73,602 accounts with $32,676,871,332 in assets under management. The firm's primary client types are high-net-worth individuals, individuals other than high-net-worth, and corporations or other businesses. The firm offers financial planning, portfolio management for individuals, and selection of other advisors as investment advisory services.

Firm Information

Robert Ptacek is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Robert Ptacek’s Registration & Firm History

CO

08/04/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

CO

04/30/2012 - 06/03/2015

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert M Ptacek.
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