Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lane is a financial professional registered with FINRA and the state of New York. Robert currently holds the Series 3, 7TO, and 66 licenses, and is registered with Tradition Securities And Derivatives LLC. Robert has previously worked with MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
CT
11/17/2022 - 08/01/2023
MORGAN STANLEY (Greenwich CT)
BOTH
Issued 01/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2024
Series 3 - National Commodity Futures Examination
BC
Issued 11/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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