Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Goodman is a securities professional with over 30 years of experience in the financial services industry. Robert is currently a registered representative with ERG Securities (us) LLC, a firm based in Norwalk, Connecticut. Prior to joining ERG Securities, Robert held various positions at several firms, including CANACCORD GENUITY INC., PIERPONT SECURITIES LLC, PIERPONT CAPITAL ADVISORS LLC, GLOBAL HUNTER SECURITIES, LLC, CRT CAPITAL GROUP LLC, and GOLDMAN, SACHS & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/21/2016 - Present
ERG Securities (us) LLC (Norwalk CT)
NY
09/09/2013 - 07/19/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
08/05/2013 - 09/03/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
06/03/2013 - 09/03/2013
PIERPONT CAPITAL ADVISORS LLC (NEW YORK NY)
NY
04/04/2011 - 06/04/2013
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
CT
04/17/1993 - 04/06/2011
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
06/30/1992 - 03/25/1993
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/17/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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