Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ackerman is a financial advisor with over 40 years of experience in the industry. Robert holds licenses in both New York and Texas and is currently registered with Morgan Stanley. Robert has previously been registered with UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Steinberg & Lyman and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/11/2022 - Present
Morgan Stanley (Garden City NY)
NY
10/10/2008 - 11/22/2022
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
04/02/2007 - 10/16/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/28/1999 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
08/25/1989 - 10/04/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/09/1987 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
04/08/1985 - 12/14/1987
STEINBERG & LYMAN
NA
01/15/1983 - 04/17/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 05/16/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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