Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lynn Mitchell is a financial advisor with over 35 years of experience in the industry. Currently, Robert is a registered representative at Stifel, Nicolaus & Company, Inc. Robert has held previous positions at Morgan Stanley, Citigroup Global Markets Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and McDonald & Company Securities, Inc. Robert is licensed to provide investment advice in 17 states and holds several industry certifications, including the Series 7, Series 31, Series 63, and Series 65 exams. Robert specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/22/2021 - Present
Stifel, Nicolaus & Company, Inc. (FRISCO TX)
TX
06/01/2009 - 02/22/2021
MORGAN STANLEY (PLANO TX)
TX
04/03/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
TX
07/01/2003 - 04/07/2009
WACHOVIA SECURITIES, LLC (PLANO TX)
NY
02/18/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
11/07/1986 - 02/27/1992
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
IA
Issued 11/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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