Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lynch is a securities professional with over 22 years of experience in the financial services industry. Robert has a strong background in trading and has held various roles at prominent firms such as Quick & Reilly, Inc., The Smalls-Mackenzie Group LLC and E*TRADE Clearing LLC. Currently, Robert is a Registered Representative at Maxim Group LLC, a leading investment banking and securities firm. Robert is licensed in New York and New Jersey and holds several industry licenses including Series 7, Series 55, Series 25, Series 57TO and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/14/2006 - Present
Maxim Group LLC (RED BANK NJ)
NY
12/19/2003 - 10/11/2006
E*TRADE CLEARING LLC (NEW YORK NY)
NY
10/01/2000 - 07/14/2006
THE SMALLS-MACKENZIE GROUP LLC (NEW YORK NY)
NY
11/05/1999 - 03/21/2000
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 11/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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