Unclaimed
Robert Lyle Richards is a financial professional with over 16 years of experience in the industry. He has a Series 6, Series 26, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Robert is currently registered with Pacific Select Distributors, LLC in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
01/02/2007 - Present
Pacific Select Distributors, LLC (OMAHA NE)
BC
Issued 01/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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