Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Louis Stoklosa is an active investment advisor representative with LPL Financial LLC. Robert has been in the industry since February 20, 1996. Robert has passed the Series 31, Series 7, Series 63 and Series 65 exams and holds active registrations in Arizona, California, Florida, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Virginia. In addition to working with LPL Financial LLC, Robert has also worked with DEAN WITTER REYNOLDS INC.. Robert's profile on the SEC's website indicates that Robert has 1 approved SRO registration, 1 approved FINRA registration, 9 approved state registrations, and 1 approved IA state registration. Robert has indicated that Robert's business includes working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (ORCHARD PARK NY)
NY
02/21/1996 - 05/29/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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