Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Louis Saak is a financial advisor with over 28 years of experience in the financial industry. Robert has been a registered representative with Wells Fargo Clearing Services, LLC since January 2011. Prior to that, Robert was a registered representative with Wells Fargo Investments, LLC from June 2007 to January 2011 and with Banc of America Investment Services, Inc. from July 1999 to July 2007. Robert holds the Series 7, Series 31, Series 63 and Series 65 licenses. He is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/28/2017 - Present
Wells Fargo Clearing Services, LLC (HERMOSA BEACH CA)
CA
06/29/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TORRANCE CA)
CA
07/12/1999 - 07/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PACIFIC PALISADES CA)
CA
08/07/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
01/31/1997 - 08/27/1997
FN INVESTMENT CENTER (SACRAMENTO CA)
WI
08/23/1995 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
02/16/1994 - 02/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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