Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Louis Rooks is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with T. Rowe Price Investment Services, Inc. Robert has previously worked with Prudential Investment Management Services LLC and Prudential Retirement Brokerage Services, Inc. Robert holds Series 63, SIE, and Series 7 licenses. Robert is licensed in all 50 states and the District of Columbia. Robert is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
03/14/2018 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
IL
12/06/2004 - 01/23/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Chicago IL)
CT
08/09/2002 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BC
Issued 04/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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