Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Louis Oates is a registered investment advisor representative with Osaic Wealth, Inc. Robert is based in Williamsville, NY and has over 35 years of experience in the financial services industry. Robert holds the Series 7, Series 24, Series 63 and Series 99TO licenses, and is registered in multiple states. Prior to joining Osaic Wealth, Inc., Robert worked at Securities America, Inc. and Delta Equity Services Corporation. Robert specializes in providing financial planning services to individuals, businesses, and charitable organizations. He provides a wide range of investment advisory services including portfolio management for businesses, individuals, and charitable organizations. Robert can provide educational seminars and services for the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
03/02/2005 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
MA
01/23/1997 - 03/03/2005
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
FL
06/03/1991 - 01/21/1997
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
NY
01/24/1991 - 06/03/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
09/20/1990 - 01/29/1991
TAW SECURITIES, INC.
NA
04/06/1989 - 09/26/1990
MLB INVESTMENTS, LTD.
NA
02/22/1989 - 04/18/1989
MONMOUTH INVESTMENTS, INC.
NA
02/01/1989 - 02/28/1989
POWER SECURITIES CORPORATION
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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