Unclaimed
Robert Mazzeo is a financial professional with over 15 years of experience in the industry. Robert is currently registered with Enclave Capital LLC. Robert holds a Series 7, Series 63, Series 24, Series 79TO, and SIE license and is licensed in 7 states. Robert's licenses are valid for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/10/2007 - Present
Enclave Capital LLC (Boca Raton FL)
BC
Issued 02/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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