Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Garomo is a financial professional with over 27 years of experience in the industry. Robert is currently a registered representative with HSBC Securities (USA) Inc., where they have been employed since April 2013. Previously, Robert worked for Chase Investment Services Corp., WAMU Investments, Inc., and Dime Securities, Inc.. Robert specializes in portfolio management, particularly for pooled investment vehicles and businesses. Robert also provides asset allocation recommendations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/31/2022 - Present
Hsbc Securities (usa) Inc. (BROOKLYN NY)
NY
05/02/2009 - 10/15/2009
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
05/01/2002 - 05/02/2009
WAMU INVESTMENTS, INC. (BROOKLYN NY)
NY
04/19/1995 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
IA
Issued 05/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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