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Robert Louis Friedman

ADP Broker-Dealer, Inc.

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About Robert Louis Friedman

Robert Friedman is a financial advisor at ADP Broker-Dealer, Inc. Robert has been in the securities industry since 1996. Robert is registered with FINRA and holds the Series 6, 7, and SIE licenses. Robert is also registered as a broker-dealer in 52 states. Robert has prior experience at DWS Investments Distributors, Inc, and Princor Financial Services Corporation.

Firm Information

Robert Friedman is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Friedman’s Registration & Firm History

NJ

01/14/2013 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NY

06/18/2002 - 01/02/2013

DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)

IA

09/06/2000 - 02/08/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NJ

06/12/1995 - 04/20/2000

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 06/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2008

Series 7 - General Securities Representative Examination

BC

Issued 06/09/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Louis Friedman.
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