Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Louis Foggio has been in the financial industry since August 4, 1991. Currently, Robert is registered with Jefferies LLC and is located in the Houston office. Prior to joining Jefferies LLC, Robert was with Morgan Stanley & CO. LLC, Morgan Stanley, and Goldman, Sachs & Co. Robert holds a Series 7, Series 63, Series 79TO, and Series 52TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/04/2016 - Present
Jefferies LLC (HOUSTON TX)
NY
06/07/2013 - 03/11/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/01/2009 - 06/12/2013
MORGAN STANLEY (NEW YORK NY)
NY
04/03/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/11/1998 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/02/1998 - 04/27/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/17/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
03/07/1997 - 06/24/1997
ALEX. BROWN & SONS INCORPORATED
NY
04/20/1995 - 02/10/1997
SAMUEL A. RAMIREZ & CO., INC. (NEW YORK NY)
NY
02/13/1991 - 03/28/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 08/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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