Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cocchi is a securities professional with over 20 years of experience in the financial services industry. Robert has a strong background in trading and investment management. Currently, Robert is associated with C&C Trading LLC in Greenwich, Connecticut. Robert is a Series 7, Series 24, and Series 57TO licensed professional. Prior to joining C&C Trading LLC, Robert was associated with Charlton Specialist Partners LLC and Robert L. Cocchi, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/03/2005 - Present
C&C Trading LLC (Greenwich CT)
NY
09/26/2003 - 07/11/2005
CHARLTON SPECIALIST PARTNERS LLC (NEW YORK NY)
CT
09/26/2003 - 01/29/2004
C&C TRADING L.L.C. (GREENWICH CT)
NY
11/25/2003 - 01/15/2004
ROBERT L. COCCHI, LLC (NEW YORK NY)
BC
Issued 02/16/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
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