Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Downing is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Empower Advisory Group, LLC, and has previously held positions with firms such as Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., National Planning Corporation, Portfolio Brokerage Services, Inc., Charles Schwab & Co., Inc., and Chatfield Dean & Co., Inc. Robert holds several licenses including Series 7, Series 10, Series 24, Series 26, Series 63, and Series 66. Robert offers financial planning and portfolio management services to individuals, corporations, and charitable organizations. Robert is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/01/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
08/21/2018 - 05/11/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
08/21/2018 - 05/11/2022
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
08/21/2018 - 05/11/2022
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
08/21/2018 - 05/11/2022
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
08/21/2018 - 05/11/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
08/21/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
06/26/2009 - 02/21/2018
NATIONAL PLANNING CORPORATION (DENVER CO)
IL
04/05/2006 - 01/07/2009
PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)
TX
03/25/1992 - 11/30/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
06/21/1990 - 02/14/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 02/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/30/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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