Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Long Nguyen is a financial advisor with over 10 years of experience in the industry. Robert is currently registered with Alps Distributors, Inc. and is licensed to provide financial advice in California. Robert is also a Series 7, Series 3, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/21/2015 - Present
Alps Distributors, Inc. (Walnut Creek CA)
CA
05/24/2012 - 01/23/2013
ALPS DISTRIBUTORS, INC. (OAKLAND CA)
TX
09/20/1997 - 01/25/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2015
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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