Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Allyn Taylor is a financial advisor with UBS Financial Services INC. Robert has been in the financial industry since November 8, 1984. Robert is registered with both the state of California and Texas. Prior to joining UBS Financial Services INC. Robert worked for Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Robert holds FINRA Series 7, 63 and 65 licenses. Robert has a long history of working with a wide variety of clients including individuals, high net worth individuals, trusts, corporations and businesses, pension and profit sharing plans, insurance companies, charitable organizations, state and municipal entities, and pooled investment vehicles. Robert is a member of the Rwandan Orphans Project Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/01/2012 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
02/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
CA
07/31/1993 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
04/20/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/12/1985 - 04/24/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/26/1984 - 09/21/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/23/1984 - 05/29/1984
DETWILER, RYAN & CO., INC.
IA
Issued 7/7/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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