Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lloyd Annable has been in the financial services industry since January 2008. He has held various positions with firms such as Kalos Capital, Center Street Securities, and Newbridge Securities Corporation. Robert is currently registered as a Registered Representative with Transce3nd LLC. In addition to being a Registered Representative, Robert also acts as an Investment Advisor Representative at Transce3nd LLC. Robert is licensed to provide investment advisory services in Arizona, California, Florida, Missouri, North Dakota, and Texas. Robert holds a number of industry certifications, including the Series 6, Series 7, Series 24, Series 63, Series 65, and the SIE exam. Robert's approach to providing financial advice is to work with clients to develop a tailored financial plan to help meet their needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
07/27/2023 - Present
Transce3nd LLC (Scottsdale AZ)
IL
03/03/2021 - 07/21/2021
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
AZ
04/22/2020 - 07/21/2021
CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)
AZ
07/10/2017 - 04/22/2020
KALOS CAPITAL, INC. (Scottsdale AZ)
AZ
08/14/2015 - 07/10/2017
CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)
AZ
07/02/2014 - 08/24/2015
NEWBRIDGE SECURITIES CORPORATION (SCOTTSDALE AZ)
AZ
11/29/2010 - 06/27/2014
REALTY CAPITAL SECURITIES, LLC (SCOTTSDALE AZ)
AZ
03/01/2005 - 12/31/2006
COMMUNITY BANKERS SECURITIES, LLC (SCOTTSDALE AZ)
CA
05/19/2003 - 05/27/2004
LIBERTY GROUP, LLC (OAKLAND CA)
IA
Issued 05/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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