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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Livingston Rogers is a financial advisor registered with Wells Fargo Clearing Services, LLC. Robert has been working in the financial services industry since 1981 and has been associated with Wells Fargo Clearing Services, LLC since March 2008. Previously, Robert worked with CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., BT ALEX. BROWN INCORPORATED, ALEX. BROWN & SONS INCORPORATED, LEGG MASON WOOD WALKER, INCORPORATED, WHEAT, FIRST SECURITIES, INC. and LEGG MASON MASTEN INC.. Robert is registered with the state of Maryland as both a Broker-Dealer and an Investment Advisor Representative. Robert is a Series 7, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/14/2008 - Present
Wells Fargo Clearing Services, LLC (HUNT VALLEY MD)
MD
01/16/2004 - 04/03/2008
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
NY
01/20/1999 - 01/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
09/01/1997 - 01/13/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
09/14/1995 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
04/03/1988 - 09/13/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
02/08/1988 - 04/25/1989
WHEAT, FIRST SECURITIES, INC.
NA
11/03/1987 - 02/17/1988
LEGG MASON WOOD WALKER, INCORPORATED
MD
09/25/1981 - 02/17/1988
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
IA
Issued 01/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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