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Robert Lim

Fidelity Brokerage Services LLC

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About Robert Lim

Robert Lim is a registered representative with Fidelity Brokerage Services LLC. Robert is licensed to provide securities and investment advice in 53 states and the District of Columbia. Robert Lim holds the Series 7TO, Series 63, and SIE licenses. Robert joined Fidelity Brokerage Services LLC on October 6, 2020.

Firm Information

Robert Lim is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Lim’s Registration & Firm History

FL

10/06/2020 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 10/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Lim.
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