Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sherman is a financial professional with over 5 years of experience in the securities industry. Robert is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Previously, Robert has worked with Morgan Stanley and E*TRADE SECURITIES LLC. Robert holds FINRA Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
10/22/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
09/30/2020 - 09/29/2021
MORGAN STANLEY (SOUTH JORDAN UT)
UT
12/02/2015 - 11/07/2019
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 12/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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