Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schwartz is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with PFS Investments Inc. and holds Series 6, 7, 63 and SIE licenses. Robert’s background spans several firms, including Quest Capital Strategies, Inc., W.J. Nolan & Company, Inc., Gilmore Securities & Co., BNL Securities Inc., Focus Securities, Inc., and First Associated Financial Group, Ltd. Robert’s expertise in the financial services industry is demonstrated by the numerous firms where he has worked over the course of his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/08/2024 - Present
PFS Investments Inc. (BROOKLYN NY)
CA
11/25/2009 - 05/11/2017
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
GA
05/09/2003 - 08/13/2009
PFS INVESTMENTS INC. (DULUTH GA)
NY
02/02/1995 - 11/19/1996
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NJ
10/14/1994 - 12/22/1994
GILMORE SECURITIES & CO. (FORT LEE NJ)
NY
10/28/1988 - 11/21/1988
BNL SECURITIES INC. (SYRACUSE NY)
NA
05/20/1988 - 11/16/1988
FOCUS SECURITIES, INC.
NA
02/27/1987 - 03/02/1988
FIRST ASSOCIATED FINANCIAL GROUP, LTD.
BC
Issued 08/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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