Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lewis Kaplon is a financial professional with over 50 years of experience in the securities industry. Robert is currently registered with J.h. Darbie & CO., Inc. and holds a Series 63, Series 24, Series 28, Series 4, Series 7TO, Series 99TO and SIE license. Prior to joining J.h. Darbie & CO., Inc., Robert worked at Kenneth, Jerome & Co., Inc., Dolan & Pitcher, Inc., Gruntal & Co. Incorporated and Herzfeld & Stern Inc. Robert is registered in the following states: California, Connecticut, Delaware, Florida, New Jersey, New York, Pennsylvania and Tennessee. Robert specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NJ
05/19/2023 - Present
J.h. Darbie & CO., Inc. (Florham Park NJ)
NJ
07/13/1988 - 12/22/2023
KENNETH, JEROME & CO.,INC. (FLORHAM PARK NJ)
NA
08/05/1986 - 07/09/1988
DOLAN & PITCHER, INC.
NA
10/01/1985 - 07/21/1986
GRUNTAL & CO. INCORPORATED
NA
02/08/1967 - 10/01/1985
HERZFELD & STERN INC.
BC
Issued 03/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/1991
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/12/1990
Series 24 - General Securities Principal Examination
BC
Issued 05/26/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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