Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Levar Duffus is a financial professional with over 15 years of experience in the industry. Robert is currently registered with LPL Financial LLC and has a Series 7, Series 6, Series 63 and Series 65 licenses. Robert has previously worked with People’s Securities, Inc., BancNorth Investment Group, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and Webster Investment Services, Inc. Robert specializes in working with high net worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. Robert also provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2022 - Present
LPL Financial LLC (BRIDGEPORT CT)
CT
03/03/2021 - 08/17/2022
PEOPLE'S SECURITIES, INC. (HAMDEN CT)
CT
07/03/2013 - 12/16/2019
PEOPLE'S SECURITIES, INC. (HAMDEN CT)
CT
02/04/2008 - 06/26/2009
BANCNORTH INVESTMENT GROUP, INC. (HARTFORD CT)
CT
03/08/2004 - 02/07/2008
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
03/08/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WETHERSFIELD CT)
CT
03/22/2002 - 03/05/2004
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
BC
Issued 09/12/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Duffus is the right advisor for you? Invested Better is here to help.
