Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Worthington is a financial professional with over 25 years of experience in the financial services industry. Robert is currently registered with Foreside Fund Services, LLC and is licensed to offer securities and investment advisory services in all 50 states. Robert has held previous positions with ICapital Securities, LLC, Brookfield Private Advisors LLC, Hatteras Capital, JPMorgan Distribution Services, Inc., J.P. Morgan Institutional Investments Inc., Forum Fund Services, LLC, PFPC Distributors, Inc., Funds Distributor, Inc., BT Securities Corporation, and The Nikko Securities Co. International, Inc. Robert has a strong track record of providing exceptional financial advice and services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2023 - Present
Foreside Fund Services, LLC (Garden City NY)
NC
09/24/2018 - 08/04/2023
ICAPITAL SECURITIES, LLC (RALEIGH NC)
NC
10/25/2017 - 09/05/2018
BROOKFIELD PRIVATE ADVISORS LLC (Raleigh NC)
NC
06/27/2007 - 03/03/2016
HATTERAS CAPITAL (RALEIGH NC)
NY
01/01/2005 - 10/09/2006
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
02/02/2004 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
ME
08/08/2001 - 02/02/2004
FORUM FUND SERVICES, LLC (PORTLAND ME)
ME
02/19/1999 - 07/18/2001
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
ME
01/01/1997 - 01/08/1998
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MD
10/16/1989 - 07/17/1990
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
01/04/1988 - 07/17/1989
THE NIKKO SECURITIES CO. INTERNATIONAL, INC.
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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