Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Leroy Forsyth is a financial professional with over 19 years of experience in the financial services industry. Robert has been registered with Lazard Asset Management Securities LLC since September 4, 2024. Previously, Robert was registered with State Street Global Advisors Funds Distributors, LLC from February 28, 2014 to August 20, 2024. Robert was also registered with UBS Financial Services Inc. from May 17, 2005 to January 31, 2014. Robert holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 63, and 66. Robert is also a registered principal with FINRA and is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2024 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
02/28/2014 - 08/20/2024
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (New York NY)
NJ
05/17/2005 - 01/31/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 11/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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