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Robert Leonard Erkel

Northwestern Mutual Investment Services, LLC

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About Robert Leonard Erkel

Robert Leonard Erkel is a financial advisor who has been in the industry since 1984. He is currently registered with Northwestern Mutual Investment Services, LLC in PRIOR LAKE, MN and has previously been with ROBERT W. BAIRD & CO. INCORPORATED. Robert is licensed to provide financial services in multiple states.

Firm Information

Robert Erkel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Erkel’s Registration & Firm History

MN

09/04/1984 - Present

Northwestern Mutual Investment Services, LLC (PRIOR LAKE MN)

WI

03/03/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 11/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Leonard Erkel. Review regulatory record here.
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