Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Defreze is an investment advisor representative with Kingswood Wealth Advisors, LLC, based in Rochester, New York. Robert has been working in the securities industry since August 1982 and holds a Series 2, 6, 63, 65, 22, 26, and SIE licenses. Robert has experience in financial planning, portfolio management, and investment advisory services. Robert has a strong track record of providing personalized investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/25/2021 - Present
Kingswood Wealth Advisors, LLC (Rochester NY)
NY
03/12/2003 - 08/20/2021
CADARET, GRANT & CO., INC. (ROCHESTER NY)
FL
11/21/2002 - 03/12/2003
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
07/13/1994 - 12/05/2002
PITTSFORD CAPITAL MARKETS, INC (PITTSFORD NY)
OH
03/30/1994 - 07/12/1994
ALPHA CAPITAL CORPORATION (GRANVILLE OH)
NY
09/25/1986 - 04/21/1994
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NA
08/18/1982 - 03/13/1987
GUARDIAN INVESTOR SERVICES CORPORATION
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/05/1979
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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