Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Leonard Caron is an investment advisor representative at MAI Capital Management, LLC, located in Cleveland, OH. Robert has been in the industry since 1992, with experience at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, FIDELITY BROKERAGE SERVICES LLC, MONTANO SECURITIES CORPORATION, and PRUCO SECURITIES CORPORATION. Robert holds the following licenses: Series 6, 7, 8, 63, and 66. Robert specializes in financial planning, pension consulting, portfolio management, selection of other advisors and due diligence/research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
01/03/2017 - Present
MAI Capital Management, LLC (CLEVELAND OH)
NH
06/23/2016 - 09/23/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HANOVER NH)
NH
11/25/1994 - 01/08/2016
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
CA
05/06/1994 - 11/23/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
NJ
08/27/1992 - 12/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/23/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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