Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Leonard Brood is a financial advisor with Cetera Investment Advisers LLC, registered with the state of California since 2002. Robert has been in the financial industry since December 14, 1993, and has extensive experience in providing financial advice to individuals, corporations, and charitable organizations. Robert is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses. Cetera Investment Advisers LLC is a national financial services firm that provides a wide range of investment and financial planning services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/21/2002 - Present
Cetera Investment Advisers LLC (HEMET CA)
CA
01/19/1988 - 12/13/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 11/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/8/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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