Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Derosa is an advisor at Cantor Fitzgerald & Co. Robert has over 30 years of experience in the financial services industry. Prior to joining Cantor Fitzgerald & Co., Robert worked at Macquarie Capital (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., CIBC World Markets Corp. and The Dreyfus Service Corporation. Robert is licensed to conduct business in California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Missouri, New Jersey, New York, Texas, and Virginia. Robert holds the Series 7, Series 6, Series 55, Series 24, Series 57TO, Series 99TO and the SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2015 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
06/28/2012 - 10/02/2015
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/01/2008 - 06/26/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/30/2002 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/12/1994 - 08/12/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/14/1993 - 12/17/1993
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 05/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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