Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Legler is a financial advisor with Arete Wealth Management, LLC. Robert has been in the industry since November 3, 2008. Robert has Series 7, 22 and 66 licenses as well as SIE. Robert has worked at several firms including Arete Wealth Management, LLC, SKYWAY CAPITAL MARKETS, LLC, JCC ADVISORS, LLC, ARI FINANCIAL SERVICES, INC., COBALT CAPITAL, INC., MORGAN STANLEY SMITH BARNEY and CNL SECURITIES CORP. Robert's current registration is with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/11/2024 - Present
Arete Wealth Management, LLC (CHICAGO IL)
FL
08/13/2021 - 07/03/2024
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
IL
01/02/2020 - 08/16/2021
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
FL
05/08/2019 - 01/08/2020
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
CA
10/13/2014 - 06/25/2019
JCC ADVISORS, LLC (LAGUNA NIGUEL CA)
IL
01/02/2014 - 10/13/2014
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
KS
10/11/2012 - 12/31/2013
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
FL
08/23/2011 - 09/13/2012
COBALT CAPITAL, INC. (LAKE MARY FL)
FL
11/16/2010 - 09/13/2011
MORGAN STANLEY SMITH BARNEY (WINTER PARK FL)
FL
05/07/2010 - 07/26/2010
MORGAN STANLEY SMITH BARNEY (WINTER PARK FL)
FL
06/29/2004 - 05/18/2006
CNL SECURITIES CORP. (ORLANDO FL)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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