Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Leff is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Interactive Brokers Corp. and is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robert has a strong background in both equities and options trading, and has a proven track record of success in helping clients achieve their financial goals. Prior to joining Interactive Brokers Corp, Robert was employed by IEX Services LLC, Quad Capital, LLC, Millenco LLC, Dahlman Rose & Company, LLC, Morgan Stanley & Co., Incorporated, Schonfeld Securities, LLC, Major League Securities, LLC, Prime Charter Ltd., Paine Webber Incorporated, Smith Barney Inc., Lehman Brothers Inc., Prudential Securities Incorporated, Oppenheimer & Co., Inc., Moore & Schley, Cameron & Co., and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/30/2020 - Present
Interactive Brokers Corp. (GREENWICH CT)
NY
12/11/2014 - 10/28/2019
IEX SERVICES LLC (New York NY)
NY
02/12/2013 - 07/30/2014
QUAD CAPITAL, LLC (NEW YORK NY)
CT
07/11/2007 - 03/19/2010
MILLENCO LLC (OLD GREENWICH CT)
NY
09/27/2006 - 03/15/2007
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
02/11/2005 - 10/28/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/22/1999 - 06/01/2001
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
01/08/1999 - 04/06/1999
MAJOR LEAGUE SECURITIES, LLC (JERICHO NY)
NY
09/15/1997 - 01/11/1999
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
09/19/1996 - 10/30/1997
PRIME CHARTER LTD. (NEW YORK NY)
NJ
10/17/1994 - 09/11/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 11/01/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/27/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/13/1990 - 05/06/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/27/1989 - 11/20/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
04/04/1988 - 12/22/1989
MOORE & SCHLEY, CAMERON & CO.
NA
02/01/1988 - 03/15/1988
SHEARSON LEHMAN HUTTON INC.
BC
Issued 02/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/31/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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