Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Yi is a financial advisor at Raymond James & Associates, Inc. He is licensed to provide investment advice in Texas. He is registered as a Registered Representative and Investment Advisor Representative. Robert Yi has been in the financial industry since December 25, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/27/2021 - Present
Raymond James & Associates, Inc. (Houston TX)
TN
04/29/2010 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
04/26/2004 - 09/09/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/11/2001 - 08/22/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2001
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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