Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Valencia is a financial professional with over 20 years of experience in the industry. Robert is currently registered with J.p. Morgan Securities LLC and has a proven track record of providing comprehensive financial services to individuals, corporations, and institutions. Robert has held previous positions at various firms including Statetrust Investments Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., EFG Capital International, TD Waterhouse Investor Services, Inc., and Dean Witter Reynolds Inc. Robert's diverse background and expertise make him a valuable resource for clients seeking personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
01/24/2022 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
08/27/2012 - 06/10/2013
STATETRUST INVESTMENTS INC. (BOCA RATON FL)
FL
06/01/2009 - 02/13/2012
MORGAN STANLEY SMITH BARNEY (MIAMI BEACH FL)
FL
06/26/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
11/23/2005 - 06/29/2006
EFG CAPITAL INTERNATIONAL (MIAMI FL)
NE
11/13/1997 - 07/29/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/19/1996 - 07/03/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/21/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2013
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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