Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Underwood is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Foreside Fund Services, LLC and is licensed in 53 states and jurisdictions. Robert is a Series 7, Series 24, and Series 63 licensed professional. Robert was previously registered with BTIG, LLC, INTER SECURITIES LTD., CAPROCK SERVICES, LTD., THOMAS WEISEL PARTNERS LLC, and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
12/05/2017 - Present
Foreside Fund Services, LLC (San Juan PR)
TN
03/30/2011 - 11/09/2017
BTIG, LLC (NASHVILLE TN)
CA
12/21/2005 - 04/08/2009
INTER SECURITIES LTD. (BURLINGAME CA)
CA
08/04/2003 - 01/09/2004
CAPROCK SERVICES, LTD. (SAN FRANCISCO CA)
CA
05/22/2000 - 06/11/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 05/15/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
12/20/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 04/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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