Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smith is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Robert has been in the financial services industry since July 16, 1983. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds a Series 63, Series 65, Series 26, Series 6TO, and SIE. Robert is a licensed insurance agent for various independent insurance companies. Robert is also a member of Alternative Risk Transfer, LLC and Marshlynn-Reed Corp. Robert has been with Cambridge Investment Research, Inc. since November 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/01/2018 - Present
Cambridge Investment Research Advisors, Inc. (Bellville OH)
OH
08/01/2008 - 10/31/2018
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
01/17/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (COLUMBUS OH)
OH
07/17/1983 - 02/23/2007
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
BC
Issued 03/10/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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