Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Shannon is a financial professional with over 20 years of experience in the financial services industry. Robert has worked for Ameriprise Financial Services, LLC since July 2011. Robert has a strong track record of helping clients achieve their financial goals, including providing asset allocation services, financial planning, pension consulting, and educational seminars. Previously, Robert worked for AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, MONY Securities Corporation, and RISE, Inc. Robert is registered with the state of Kentucky and holds Series 6, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
07/27/2011 - Present
Ameriprise Financial Services, LLC (LOUISVILLE KY)
KY
04/05/1999 - 06/29/2011
AXA ADVISORS, LLC (LOUISVILLE KY)
NY
04/05/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
11/06/1998 - 03/12/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
FL
11/13/1984 - 12/18/1990
RISE, INC. (LAKELAND FL)
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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