Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lee Rose is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since April 10, 1997. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 52, and 66 licenses. Robert has also been registered in 27 states and has a variety of industry experience with both BANC OF AMERICA INVESTMENT SERVICES, INC., and UBS FINANCIAL SERVICES INC. Robert has a deep understanding of the financial markets and is committed to providing his clients with personalized advice and investment strategies. Robert specializes in investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/17/2017 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
05/07/2004 - 02/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
NJ
07/13/2001 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MI
04/11/1997 - 07/18/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 08/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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