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Robert Lee Pollard

Capital Client Group, Inc.

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About Robert Lee Pollard

Robert Lee Pollard is a registered investment advisor representative associated with Capital Client Group, Inc. Robert Pollard has been in the securities industry since June 10, 2019. Robert Pollard is licensed to provide investment advisory services in Indiana and is also a registered representative in Alabama, Georgia, Indiana, Kentucky, Maryland, North Carolina, Tennessee and Virginia. Robert Pollard is a Series 63, Series 65, Series 7TO, Series 6TO and SIE exam holder.

Firm Information

Robert Pollard is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Robert Pollard’s Registration & Firm History

IN

08/26/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

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Licenses & Designations

IA

Issued 08/26/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/11/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Lee Pollard.
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