Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Moody is a financial advisor with LPL Financial LLC and is based in Birmingham, Alabama. He is a Certified Financial Planner with experience in the financial services industry since 2008. Robert has worked with Ameriprise Financial Services, Inc., Triad Advisors, Inc., PNC Investments, Synovus Securities, Inc. He has a Series 7, Series 66, and SIE license. Robert specializes in providing financial advice to individuals and families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/15/2023 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
08/12/2019 - 12/12/2023
SYNOVUS SECURITIES, INC. (BIRMINGHAM AL)
AL
09/30/2015 - 04/29/2019
SYNOVUS SECURITIES, INC. (BIRMINGHAM AL)
AL
11/20/2012 - 09/14/2015
PNC INVESTMENTS (BIRMINGHAM AL)
AL
12/21/2010 - 12/21/2012
TRIAD ADVISORS, INC. (BIRMINGHAM AL)
AL
06/06/2008 - 05/12/2010
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 03/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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