Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ferguson is a financial advisor with over 24 years of experience in the industry. Robert is currently registered with LPL Enterprise, LLC, and is licensed in Colorado and Wyoming. He has a diverse background, having previously worked with firms such as Wells Fargo Clearing Services, LLC and Barclays Capital Inc. Robert's expertise includes a range of financial services, including portfolio management, financial planning, and educational seminars. Robert is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WY
11/14/2024 - Present
LPL Enterprise, LLC (MEETEETSE WY)
WY
03/27/2023 - 07/02/2024
WELLS FARGO CLEARING SERVICES, LLC (CODY WY)
NY
01/14/2002 - 06/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
MO
10/01/1999 - 08/17/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
01/13/1994 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
05/03/1991 - 01/11/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
11/15/1988 - 02/27/1991
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 04/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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