Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bull is a financial professional with over 30 years of experience in the industry. Robert is a registered representative and investment advisor representative, and has held various leadership positions within financial firms. Robert is currently a Financial Operations Principal and Chief Compliance Officer for Sutter Capital Partners, LLC. Previously, Robert has worked as a Chief Compliance Officer for various firms including Boustead Securities, LLC, Sutter Securities Clearing, LLC, and Bainbridge Capital Securities Corp. Robert also has experience as a compliance consultant for several financial institutions, including Aufhauser Securities Corp. and Addigence Corporation. Robert holds Series 4, 7, 14, 24, 27, 50, 55, 57, 63, 65, 72, 87, 99 and SIE licenses and is a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Third party marketing, municipal advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
% of management fees earned by manager clients
1
2
NY
06/10/2021 - Present
Sutter Capital Partners, LLC (Bedford Hills NY)
NY
04/21/2020 - 11/15/2023
FINALIS SECURITIES LLC (NEW YORK NY)
NY
12/19/2017 - 01/04/2023
AURIA SERVICES CORP. (NEW YORK NY)
DC
10/02/2018 - 05/13/2022
ENVERRA CAPITAL LLC (WASHINGTON DC)
NY
06/22/2019 - 12/26/2020
M.Y. SAFRA SECURITIES, INC. (New York NY)
AZ
06/14/2017 - 07/23/2020
ARCADIA CAPITAL PARTNERS LLC (PHOENIX AZ)
NY
04/20/2016 - 12/04/2019
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
FL
03/29/2016 - 07/11/2016
OCP CAPITAL, LLC (WELLINGTON FL)
NY
09/22/2015 - 05/10/2016
OLYMPUS SECURITIES, LLC (NEW YORK NY)
CA
10/29/2015 - 05/02/2016
PENSION DYNAMICS SECURITIES CORPORATION (PLEASANT HILL CA)
CA
09/23/2015 - 10/07/2015
PUBVEST SECURITIES, LLC (LAFAYETTE CA)
NY
01/22/2015 - 09/18/2015
HALCYON CABOT PARTNERS, LTD. (NEW YORK NY)
NY
05/01/1996 - 01/20/2015
AUFHAUSER SECURITIES, INC. (NEW YORK NY)
NE
07/29/1991 - 11/17/1995
K. AUFHAUSER & COMPANY, INC. (OMAHA NE)
NY
02/26/1991 - 07/05/1991
SCHONFELD SECURITIES INC. (JERICHO NY)
IL
06/05/1990 - 02/13/1991
RODMAN & RENSHAW INC. (CHICAGO IL)
TX
09/26/1988 - 06/12/1990
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
NA
09/15/1988 - 10/04/1988
LEVCO SECURITIES CORP.
IA
Issued 06/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 14 - Compliance Officer Examination
BC
Issued 05/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/08/1993
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/02/2024
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/19/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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