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Robert Lee Boggess

Great Point Capital LLC

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About Robert Lee Boggess

Robert Boggess has been in the financial services industry since 2005. He is currently registered with Great Point Capital LLC and is licensed to conduct business in all 50 states. Robert has a broad range of experience in the industry, having worked with multiple firms and holding several licenses. He is committed to providing his clients with the highest level of service and expertise.

Firm Information

Robert Boggess is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Boggess’s Registration & Firm History

IL

05/01/2020 - Present

Great Point Capital LLC (CHICAGO IL)

CA

03/16/2020 - 05/04/2020

EMERSON EQUITY LLC (SAN MATEO CA)

IL

02/08/2018 - 03/16/2020

GREAT POINT CAPITAL LLC (CHICAGO IL)

WA

02/21/2013 - 02/08/2018

SANDLAPPER SECURITIES, LLC (SEATTLE WA)

WA

01/02/2013 - 02/21/2013

CONCORDE INVESTMENT SERVICES, LLC (SEATTLE WA)

VA

05/31/2011 - 12/31/2012

ALLIED BEACON PARTNERS, INC. (RICHMOND VA)

WA

09/15/2009 - 04/27/2011

OMNI BROKERAGE, INC. (SEATTLE WA)

CO

08/09/2005 - 09/16/2009

WELTON STREET INVESTMENTS LLC (DENVER CO)

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Licenses & Designations

IA

Issued 05/13/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/02/2009

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 08/08/2005

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Robert Lee Boggess.
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