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Robert Lee Becker

Pruco Securities, LLC

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About Robert Lee Becker

Robert Becker is a financial professional with experience in the financial services industry. Robert has held a Series 63, Series 6TO, and SIE licenses and is registered with Pruco Securities, LLC. Robert has been a registered representative since November 14, 2019, and has experience working with individual and institutional investors. Robert has a focus on investment planning, retirement planning and insurance, as well as other financial services.

Firm Information

Robert Becker is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Robert Becker’s Registration & Firm History

KY

03/04/2024 - Present

Pruco Securities, LLC (Owingsville KY)

KY

11/14/2019 - 03/04/2024

TRANSAMERICA FINANCIAL ADVISORS, INC (Morehead KY)

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Licenses & Designations

BC

Issued 11/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Lee Becker. Review regulatory record here.
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