Unclaimed
Robert Becker is a financial professional with experience in the financial services industry. Robert has held a Series 63, Series 6TO, and SIE licenses and is registered with Pruco Securities, LLC. Robert has been a registered representative since November 14, 2019, and has experience working with individual and institutional investors. Robert has a focus on investment planning, retirement planning and insurance, as well as other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
KY
03/04/2024 - Present
Pruco Securities, LLC (Owingsville KY)
KY
11/14/2019 - 03/04/2024
TRANSAMERICA FINANCIAL ADVISORS, INC (Morehead KY)
BC
Issued 11/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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